Laura Marie Shannon

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → Present
  Janney Montgomery Scott Llc
  Philadelphia, PA

Previous Registrations

• 2008-08-01 → 2008-08-05
  Nationwide Securities, Llc
  Newark, DE
  Newark, DE
• 2006-10-12 → 2008-08-01
  1717 Capital Management Company
  Newark, DE
  Newark, DE

Exams

• S66 Uniform Combined State Law Examination
  2006-05-23
• S63 Uniform Securities Agent State Law Examination
  1998-11-05

Other Names

• Laura Shannon
• Laura Shannon Kromedas