Beth Ann Richardson

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Kestra Investment Services, Llc
  Castle Rock, CO
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Castle Rock, CO

Other Businesses

Business Name: Five Story Investments Investment Related: No Address: 1490 S Pearl Street Denver CO 80210 Nature of Business: Real Estate Position, Title or Relationship: Limited partner - 10% ownership Start Date: 2/11/1997 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Occasional bill paying, limited dutiesBusiness Name: Maleta Lane LLC Investment Related: No Address: 757 Maleta Lane Ste. # 202, #203, #204 Castle Rock CO 80108 Nature of Business: Real Estate Position, Title or Relationship: Owner/property manager Start Date: 9/1/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Oversee all responsibilities for the buildingBusiness Name: Maleta Wealth Management Investment Related: Yes Address: 757 Maleta Lane Suite 204 Castle Rock CO 80108 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: RR, CFP, Owner Start Date: 12/15/2013 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Financial Planning and wealth management, insurance brokerBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Overlook Professional Offices Condo's Treasurer Investment Related: No Address: 757 Maleta Lane, Suite 204 Castle Rock CO 80108 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Real Estate Position, Title or Relationship: board member, building owner of Maleta Lane, LLC Start Date: 1/1/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Research and make decisions for condo expenditures, held accountable to the owners of these condosBusiness Name: Fox Street Rental house Investment Related: No Address: 1991 S. Fox Street Denver CO 80223 Nature of Business: Real Estate Position, Title or Relationship: owner/landlord Start Date: 9/20/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: owner/management of the propertyBusiness Name: Beth Richardson Investment Related: Yes Address: 1995 S Fox Street Denver CO 80223 Nature of Business: Real Estate Position, Title or Relationship: owner Start Date: 8/1/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: managing expenses and and the property BELLWETHER PLACE HOA POSITION: Treasurer NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2021 ADDRESS: 10107 Bellwether Lane, Suite 204, Lone Tree CO 80124, United States DESCRIPTION: approve expenses

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-07-11

Designations

• Certified Financial Planner

Other Names

• Beth Ann Sindrich