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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-02-09
VA RA APPROVED 2016-09-19
  • TX RA
    APPROVED
    Since 2018-02-09
  • VA RA
    APPROVED
    Since 2016-09-19

Branch Locations

150 W Main St Fl 14, Norfolk, VA 23510 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc Atlanta GA 05/2000 Present
Suntrust Advisory Services Atlanta GA 08/2016 Present
  • 05/2000 → Present
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 08/2016 → Present
    Suntrust Advisory Services
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-20
S63 Uniform Securities Agent State Law Examination 1990-06-13
  • S66 Uniform Combined State Law Examination
    2001-11-20
  • S63 Uniform Securities Agent State Law Examination
    1990-06-13
Designations
Other Names
  • Jim Mills

View on SEC IAPD

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