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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-12
FL RA APPROVED 2013-03-18
  • TX RA
    APPROVED_RES
    Since 2020-05-12
  • FL RA
    APPROVED
    Since 2013-03-18

Branch Locations

1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States

463743 State Road 200, Yulee, FL 32097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Gainesville FL 03/2013 11/2016
Wells Fargo Clearing Services, Llc Gainesville FL 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-26
S63 Uniform Securities Agent State Law Examination 1990-07-27
  • S65 Uniform Investment Adviser Law Examination
    2002-06-26
  • S63 Uniform Securities Agent State Law Examination
    1990-07-27

View on SEC IAPD

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