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Kevin Alan Sandrock

Eclipse Asset Management LLC

Milwaukee, WI

CRD 2056521

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Employer firm

Eclipse Asset Management LLC CRD 137734

$8.19M regulatory AUM 7 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Eclipse Asset Management Llc

Milwaukee, WI • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2006-04-12
  • WI RA
    APPROVED
    Since 2006-04-12

Branch Locations

Milwaukee, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eclipse Asset Management Llc Whitefish Bay WI 01/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-08
S63 Uniform Securities Agent State Law Examination 2000-08-28
  • S65 Uniform Investment Adviser Law Examination
    2000-09-08
  • S63 Uniform Securities Agent State Law Examination
    2000-08-28
Other Names
  • Kevin Sandrock

View on SEC IAPD

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