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Douglas Andrew Riley

Knights Of Columbus Asset Advisors LLC

Boston, MA

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Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-11-07
  • MA RA
    APPROVED
    Since 2019-11-07

Branch Locations

One Liberty Square 10Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boston Advisors, Llc Boston MA 04/2006 09/2019
Knights Of Columbus Asset Advisors Boston MA 10/2019 Present
  • 04/2006 → 09/2019
    Boston Advisors, Llc
    Boston, MA
  • 10/2019 → Present
    Knights Of Columbus Asset Advisors
    Boston, MA
Previous Registrations
  • 2006-06-09 → 2019-10-30
    Boston Advisors, Llc
    Boston, MA
  • 2002-06-28 → 2006-06-09
    Boston Advisors, Inc.
    Boston, MA
  • 1995-05-02 → 2002-06-03
    Babson United Investment Advisors Inc
    Watertown, MA
Other Businesses

Andrews-Roberts Development, LLC. 14 MILLISTON ROAD, UNIT 241 MILLIS MA 02054 USA. Majority Owner. This is a real estate acquisition/development partnership with one unaffiliated person. Compensation is only to the extent that resale and/or rental income results in profit to the partnership.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-02
S63 Uniform Securities Agent State Law Examination 1990-05-01
  • S65 Uniform Investment Adviser Law Examination
    1995-05-02
  • S63 Uniform Securities Agent State Law Examination
    1990-05-01
Designations

View on SEC IAPD

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