Gary Wayne Owens

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 06/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 12/2016 → 06/2024
  Bank Of America, N.A.
  Dallas, TX
• 06/2024 → Present
  Ubs Financial Services Inc.
  Dallas, TX

Previous Registrations

• 2016-08-19 → 2024-06-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 2009-06-01 → 2016-08-26
  Morgan Stanley
  Dallas, TX
• 2009-02-27 → 2009-06-01
  Morgan Stanley & Co. Llc
  Dallas, TX
• 1995-01-28 → 2009-03-17
  Ubs Financial Services Inc.
  Dallas, TX
  Dallas, TX

Other Businesses

I*108187 For profit or not for profit: Non-Profit Organization Name of outside business organization: Dallas Contemporary Investment related: N Address of business: Dallas, Texas 75207 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 9/1/2017 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Board member for a non-collecting art museum presenting new and challenging ideas from regional, national and international artists. The institution is committed to engaging the public through exhibitions, lectures, educational programs & events.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-04-29
• S63 Uniform Securities Agent State Law Examination
  1990-06-28