Lisa Sloan Karlin

Current Employers

Employment History

• 05/2009 → 10/2016
  Investors Capital Corporaton
  Lynnfield, MA
• 05/2013 → Present
  Dba Magis Financial Partners
  Horsham, PA
• 01/2014 → 03/2021
  Vf Investment Services Corp Dba Magis Financial Partners
  Horsham, PA
• 05/2009 → 10/2016
  Investors Capital Advisory Services
  Lynnfield, MA
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 05/2013 → Present
  Dba Magis Financial Partners
  Horsham, PA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-02-12 → 2021-03-09
  Magis Financial Partners
  Elverson, PA
• 2009-08-07 → 2016-10-03
  Investors Capital Corp.
  Horsham, PA
  Greenville, SC
  Horsham, PA
  Lynnfield, MA
  Lynnfield, MA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 05/01/2013; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE. 2. NAME OF OTHER BUSINESS: DBA MAGIS FINANCIAL PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 05/01/2013; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT/ FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES & INSURANCE BUSINESS. 3. NAME OF OTHER BUSINESS: CONGREGATION OHEV SHALOM; INVESTMENT RELATED: NO; ADDRESS: 2 CHESTER ROAD, WALLINGFORD, PA 19086 NATURE OF BUSINESS: EGALITARIAN CONGREGATION; START DATE: 05/2017; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: REVIEW BUDGET, APPROVE EXPENDITURES; 4. NAME OF OTHER BUSINESS: CONGREGATION OHEV SHALOM; INVESTMENT RELATED: NO; ADDRESS: 2 CHESTER RD, WALLINGFORD, PA 19086; NATURE OF BUSINESS: NON-PROF; START DATE: 07/2022; POSITION/TITLE/RELATIONSHIP: COMMITTEE CHAIR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: SERVE ON BOARD; BUDGET & AUDIT COMMITTEE - REVIEW BUDGET, DONATION FUNDS & APPROVE EXPENDITURES; COMMITTEE CHAIR OF SOCIAL ACTION COMMITTEE - COORDINATE ADMINISTRATION & PROVIDE OVERSIGHT OF MULTIPLE SCHOLARSHIPS & DONATIONS TO VARIOUS NONPROFIT COMMUNITY ORGANIZATIONS. ASSIST IN DELIVERY OF RELATED EDUCATIONAL PROGRAMS TO MEMBERS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-06-30
• S63 Uniform Securities Agent State Law Examination
  1997-10-15