Hoa (Sandra) Ngo Truong

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 11/2020
  Kms Financial Services, Inc
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Lynnwood, WA
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  Lynnwood, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Lynnwood, WA

Previous Registrations

• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  Lynnwood, WA
• 2005-09-15 → 2020-11-06
  Kms Financial Services, Inc.
  Lynnwood, WA
  Issaquah, WA
  Lynnwood, WA
  Seattle, WA
• 2001-04-12 → 2005-08-24
  Morgan Stanley Dw Inc.
  Bellevue, WA

Other Businesses

1. ASSURITY LIFE POSITION: contracted agent with Assurity Life Insurance Company. NATURE: Life insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/23/2020 ADDRESS: P.O Box 82533, Lincoln NE 68501 DESCRIPTION: I purchase term life for my son Anthony Miyasaki Junior through CRUMP Life Insurance Services, INC. in April 23 2020. 2.. OCEANVIEW LIFE & ANNUITY POSITION: appointment NATURE: Offer fixed annuity directly with Simplicity INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/23/2023 ADDRESS: 1851 SE Miehe Dr., Grimes IA 50111 DESCRIPTION: Oceanview fixed annuity product - Ocean Habour view 3 offer fixed rate at 4%+ per annum for 3 years. I offer to couple clients who expressed interests in tax deferral investments and stable investments with fixed rate. 3. HOA TRUONG/ 88 PROSPERITY WEALTH MANAGEMENT POSITION: contracted agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2007 ADDRESS: 829 152nd PL SW, Lynnwood WA 98087, United States DESCRIPTION: Offering Fixed Annuities and term life

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-29
• S63 Uniform Securities Agent State Law Examination
  1990-08-17

Other Names

• Sandra Truong
• Hoa Ngo Truong