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Mark Eugene Hannum

Stifel, Nicolaus & Company, Incorporated

Pensacola, FL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-08-21
TX RA APPROVED_RES 2009-08-14
  • FL RA
    APPROVED
    Since 2009-08-21
  • TX RA
    APPROVED_RES
    Since 2009-08-14

Branch Locations

25 West Cedar Street, Pensacola, FL 32502 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Pensacola FL 08/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-09-03
S63 Uniform Securities Agent State Law Examination 1990-05-30
  • S65 Uniform Investment Adviser Law Examination
    1992-09-03
  • S63 Uniform Securities Agent State Law Examination
    1990-05-30

View on SEC IAPD

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