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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-08-29 |
Branch Locations
7095 151St Street West, Apple Valley, MN 55124 • United States
17636 Kenwood Trl, Lakeville, MN 55044-9764 • United States
Lakeville, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Bloomington | MN | 11/1999 | 04/2022 |
| Unemployed | Lakeville | MN | 05/2022 | 08/2022 |
| Lpl Financial | Lakeville | MN | 08/2022 | Present |
1. 8/2022 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - Lakeville, MN 55044 2. 08/13/2024 - Rep's Business - Father - Sale of Cards - Not Investment Related - Home Based - Start Date 08/19/2024 - 5 Hours Per Month/ 0 Horus During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1990-05-23 |
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