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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2017-03-25
  • LA RA
    APPROVED
    Since 2017-03-25

Branch Locations

5440 Mounes Street Suite 112, New Orleans, LA 70123 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company New Orleans LA 06/1989 Present
Metlife Securities Inc. New Orleans LA 06/1989 Present
Massachusetts Mutual Life Insurance Company New Orleans LA 07/2016 Present
Mml Investors Services New Orleans LA 03/2017 Present
  • 06/1989 → Present
    Metropolitan Life Insurance Company
    New Orleans, LA
  • 06/1989 → Present
    Metlife Securities Inc.
    New Orleans, LA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    New Orleans, LA
  • 03/2017 → Present
    Mml Investors Services
    New Orleans, LA
Previous Registrations
  • 2003-02-21 → 2017-03-25
    Msi Financial Services, Inc.
    New Orleans, LA
    Metairie, LA
    Metairie, LA
Other Businesses

(1)NAME: CHARLES GIARDINA INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE BUSINESS POSITION: INDEPENDENT INSURANCE AGENT START: 01/1995 NO HRS/MO: 0 NO HRS/MO DUR SEC TRADING: 2 DESCRIBE DUTIES: DISABILITY, LIFE/ACCIDENT/HEALTH, PROPERTY & CASUALTY. (2)NAME: CHARLES GIARDINA INV REL: Y ADDR: 5440 MOUNES ST STE 112 NEW ORLEANS LC 70123 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: INDEPENDENT INSURANCE AGENT START: 11/2013 NO HRS/MO: 1 NO HRS/MO DUR SEC TRADING: 2 DESCRIBE DUTIES: LIFE/ACCIDENT/HEALTH. (3)NAME: CHARLES GIARDINA INV REL: Y ADDR: 5440 MOUNES ST STE 112 NEW ORLEANS LC 70123 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: INDPENDENT INSURANCE AGENT START: 12/1998 NO HRS/MO: 0 NO HRS/MO DUR SEC TRADING: 8 DESCRIBE DUTIES: LIFE, ACCIDENT, HEALTH, BLUE CROSS, HUMANA, COVENTRY/AETNA, UNITED AND VANTAGE HEALTH. (4)NAME: CHARLES GIARDINA INV REL: Y ADDR: 5440 MOUNES ST STE 112 NEW ORLEANS LC 70123 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: INDPENDENT INSURANCE AGENT START: 01/2016 NO HRS/MO: 0 NO HRS/MO DUR SEC TRADING: 1 DESCRIBE DUTIES: GAP HEALTH INSURANCE POLICY PLANS. (5)NAME: CHARLES GIARDINA INV REL: Y ADDR: 5440 MOUNES ST STE 112 NEW ORLEANS LC 70123 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: INDPENDENT INSURANCE AGENT START: 01/2016 NO HRS/MO: 0 NO HRS/MO DUR SEC TRADING: 1 DESCRIBE DUTIES: DENTAL & GROUP DISABILITY INCOME.

Other Names
  • Chaz Giardina

View on SEC IAPD

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