Stephen Michael Acerra

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 09/2020
  Ssn Advisory, Inc.
  Milton, MA
• 09/2020 → 06/2024
  Securities America, Inc.
  Milton, MA
• 09/2020 → 06/2024
  Securities America Advisors, Inc.
  Milton, MA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Milton, MA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Milton, MA

Previous Registrations

• 2020-09-18 → 2024-06-14
  Securities America Advisors, Inc.
  Milton, MA
• 2006-01-13 → 2020-09-18
  Ssn Advisory, Inc.
  Milton, MA
• 2003-05-28 → 2005-12-19
  Commonwealth Financial Network
  Milton, MA

Other Businesses

1. FINRA (FINANCIAL INDUSTRY REGULATORY AUTHORITY) POSITION: PANEL CHAIRMAN AND/OR DESIGNATED "SECURITIES INDUSTRY" ARBITRATOR APPOINTED TO SERVE ON 3 MEMBER PANEL "LARGE CASE" SECURITIES ARBITRATION CASES NATURE: NATIONAL ARBITRATION PANEL CHAIRMAN AND/OR DESIGNATED "SECURITIES INDUSTRY" ARBITRATOR IN FINRA "LARGE CASE" SECURITIES ARBITRATION PROCEEDINGS. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 03/01/1996 ADDRESS: ONE LIBERTY PLAZA, 165 BROADWAY, NEW YORK NY 10006, United States DESCRIPTION: NATIONAL ARBITRATION PANEL CHAIRMAN AND/OR DESIGNATED "SECURITIES INDUSTRY" ARBITRATOR. 2. DBA - Acerra & Associates 3. NATIONAL FIDUCIARY SERVICES, LLC D/B/A NFS INVESTMENT SERVICES POSITION: OWNER/MANAGER NATURE: TRUST & PROBATE ACCOUNTING AND TAX SUPPORT SERVICES FOR LOCAL ACCOUNTING AND LAW FIRMS. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2004 ADDRESS: 275 TURNPIKE ST., SUITE 202, CANTON MA 02021, United States DESCRIPTION: ASSIST LOCAL ACCOUNTING FIRMS & LAW FIRMS IN PREPARING: (1) SECURITIES VALUATION REPORTS FOR ESTATES AND TRUSTS (INCLUDING DATE OF DEATH & ALTERNATE DATE OF DEATH VALUATIONS AND COST BASIS ADJUSTMENT CALCULATIONS FOR CORPORATE ACTIONS, SPLITS, REVERSE SPLITS, MERGERS, ACQUISITIONS, DISSOLUTIONS, ETC.); (2) FEDERAL AND/OR STATE "ESTATE TAX" RETURNS; AND (3) ANNUAL FEDERAL AND/OR STATE FIDUCIARY "INCOME TAX RETURNS" AND RELATED TAX FORMS K-1 TO BENEFICIARIES. 4. ACERRA & ASSOCIATES POSITION: MANAGING PRINCIPAL & OWNER NATURE: PROFESSIONAL PRACTICE: LEGAL & TAX COUNSEL INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 20 START DATE: 01/01/1985 ADDRESS: 275 TURNPIKE ST., SUITE 202, CANTON MA 02021, United States DESCRIPTION: LEGAL SERVICES AND TAX PREPARATION & PLANNING SERVICES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-10-11
• S63 Uniform Securities Agent State Law Examination
  1990-07-18

Other Names

• Stephen Michael Acerra
• Stephen Michael Acerra Jr