Roger W Gray

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA

Other Businesses

1.FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: FIRST PARISH CHURCH MILTON 3.INVESTMENT RELATED: (YES OR NO) YES 4.ADDRESS OF BUSINESS: 535 CANTON AVE, MILTON, MASSACHUSETTS 5.NATURE OF BUSINESS: CHARITABLE ORGANIZATION 6.YOUR POSITION, TITLE, ASSOCIATION: TRUSTEE 7.START DATE OF RELATIONSHIP:04/01/2003 8.NUMBER OF HOURS DEVOTED PER MONTH: 2 9.NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 2 10.YOUR DUTIES: SERVES AS TRUSTEE OF CHURCH ENDOWMENT FUNDS. I AM ONE OF SEVEN TRUSTEES WITH INVESTMENT DECISION CONTROL OVER THE MANAGERS WE HIRE. NO BOA OR ML PRODUCTS OR RELATIONSHIPS USED.

Exams

• S66 Uniform Combined State Law Examination
  2013-03-25
• S63 Uniform Securities Agent State Law Examination
  1990-07-03

Other Names

• Roger William Gray
• Roger William Gray