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311 South Wacker Drive Suite 5900, Chicago, IL 60606-6677 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-04-13 |
| IL | RA | APPROVED | 2020-06-02 |
Branch Locations
311 S. Wacker Drive Suite 5900, Chicago, IL 60606-6618 • UNITED STATES
Broomfield, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rothschild Investment Llc | Chicago | IL | 10/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-14 |
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