Best Investors
Account
Sign in
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-20 |
| FL | RA | APPROVED | 2025-12-18 |
Branch Locations
1100 Orange Ave Floor 2, Winter Park, FL 32789 • United States
3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Winter Park | FL | 06/2010 | 12/2025 |
| Bank Of America, N.A. | Winter Park | FL | 10/2010 | 12/2025 |
| Rockefeller Finanncial Llc | Winter Park | FL | 12/2025 | Present |
I*3226267, Entity Type: , Name of OBA: Sevilla HOA Board, Address: Winter park, Florida, 32790, Investment Related: N, Position, Title, Association: Board Member, Officer, Employee State Date: 11/24/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Board Member/Chair My expected responsibilities are to follow general by laws with regards to architecture review, passing budgets and overseeing the property manager, The HOA of my primary residence
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-13 |
Reach out to this advisor