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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-20
FL RA APPROVED 2025-12-18
  • TX RA
    APPROVED
    Since 2026-01-20
  • FL RA
    APPROVED
    Since 2025-12-18

Branch Locations

1100 Orange Ave Floor 2, Winter Park, FL 32789 • United States

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Winter Park FL 06/2010 12/2025
Bank Of America, N.A. Winter Park FL 10/2010 12/2025
Rockefeller Finanncial Llc Winter Park FL 12/2025 Present
Previous Registrations
  • 2010-07-02 → 2025-12-18
    Winter Park, FL
  • 2009-06-01 → 2010-07-02
    Orlando, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Orlando, FL
  • 2004-11-08 → 2007-04-02
    Morgan Stanley Dw Inc.
    Orlando, FL
    Orlando, FL
  • 1998-04-24 → 2004-11-19
    Legg Mason Wood Walker, Incorporated
    Bay Hill, FL
Other Businesses

I*3226267, Entity Type: , Name of OBA: Sevilla HOA Board, Address: Winter park, Florida, 32790, Investment Related: N, Position, Title, Association: Board Member, Officer, Employee State Date: 11/24/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Board Member/Chair My expected responsibilities are to follow general by laws with regards to architecture review, passing budgets and overseeing the property manager, The HOA of my primary residence

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-19
S63 Uniform Securities Agent State Law Examination 1990-08-13
  • S65 Uniform Investment Adviser Law Examination
    1996-04-19
  • S63 Uniform Securities Agent State Law Examination
    1990-08-13
Designations
Other Names
  • Tom Eastwood
  • Tommy Eastwood
  • Thomas Gilbert Eastwood
  • Thomas G Eastwood Jr
  • Thomas G Eastwood Jr.

View on SEC IAPD

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