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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-10
  • TX RA
    APPROVED
    Since 2021-12-10

Branch Locations

100 Grandview Road Suite 322, Braintree, MA 02184 • United States

Westwood, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Framingham MA 07/1992 03/2020
Ameriprise Financial Services, Llc Braintree MA 03/2020 Present
Other Businesses

Other Business Activities; Attorney-in-fact; Attorney-in-fact for a family member.; 100 Grandview Road, , Braintree, MA, 2184; Not Investment-Related; 02/10/2021; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-05-30
  • S63 Uniform Securities Agent State Law Examination
    1990-05-30
Other Names
  • Michael Geraed Mcintyre
  • Michael Gerard Mcintyre
  • Michael G Mcintyre
  • Michael Gerard Mc Intyre

View on SEC IAPD

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