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Current Employers
Saxony Capital Management, Llc

11152 S Towne Square, Saint Louis, MO 63123 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2026-06-16
  • OR RA
    APPROVED
    Since 2026-06-16

Branch Locations

Portland, OR • United States

11152 S Towne Square, Saint Louis, MO 63123 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Crown Capital Securitites, Lp Orange CA 10/2005 01/2024
Diversify Advisory Services, Llc Sandy UT 01/2024 10/2024
Dfpg Investments, Llc Sandy UT 01/2024 10/2024
Centaurus Financial Inc. Anaheim CA 10/2024 09/2025
Saxony Securities, Inc St. Louis MO 06/2026 Present
Saxony Capital Management, Llc St. Louis MO 06/2026 Present
Unemployed Portland OR 09/2025 06/2026
Previous Registrations
Other Businesses

1. Tufts Financial; DBA for Investment-Related Activity 2. Collins Lake Resort HOA; Non-Investment Related; 88149 E Creek Ridge Rd; Started in 2017; Director; Board of Directors; 2 hours/month, 0 hours/month during trading; Director on the Board of Directors of the Home Owners Association of Collins Lake Resort

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-22
S63 Uniform Securities Agent State Law Examination 1990-04-30
  • S66 Uniform Combined State Law Examination
    2022-12-22
  • S63 Uniform Securities Agent State Law Examination
    1990-04-30
Other Names
  • Bill Tufts
  • William Eldon Tufts
  • William Eldon Tufts

View on SEC IAPD

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