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11152 S Towne Square, Saint Louis, MO 63123 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2026-06-16 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crown Capital Securitites, Lp | Orange | CA | 10/2005 | 01/2024 |
| Diversify Advisory Services, Llc | Sandy | UT | 01/2024 | 10/2024 |
| Dfpg Investments, Llc | Sandy | UT | 01/2024 | 10/2024 |
| Centaurus Financial Inc. | Anaheim | CA | 10/2024 | 09/2025 |
| Saxony Securities, Inc | St. Louis | MO | 06/2026 | Present |
| Saxony Capital Management, Llc | St. Louis | MO | 06/2026 | Present |
| Unemployed | Portland | OR | 09/2025 | 06/2026 |
1. Tufts Financial; DBA for Investment-Related Activity 2. Collins Lake Resort HOA; Non-Investment Related; 88149 E Creek Ridge Rd; Started in 2017; Director; Board of Directors; 2 hours/month, 0 hours/month during trading; Director on the Board of Directors of the Home Owners Association of Collins Lake Resort
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-30 |
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