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S Valley Hwy 8310, Englewood, CO 80112 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2015-06-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealth Watch Advisors Llc | Englewood | CO | 06/2015 | Present |
OWNER AND CEO OF SEQUEL FINANCIAL CORPORATION. 9249 S. BROADWAY BLVD. #200-535 HIGHLANDS RANCH, CO. SEQUEL IS A LICENSED INSURANCE AGENCY. 5 HOURS PER WEEK WITH SOME DURING MARKET HOURS. Board Member of Wealth Watch Partners, an insurance marketing organization based in San Antonio TX. Apx 5 hours per month some during market hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-11 |
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