Justin B Whelan

Employer firm

Corient CRD 319448

$165B regulatory AUM 506 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-06-17

TX RA
APPROVED_RES

Since 2026-06-17

Branch Locations

100 Second Ave S Suite 701, St. Petersburg, FL 33701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Biechele Royce, Inc.	Indianapolis	IN	12/1994	10/2024
Vivaldi Capital Management Lp	Fishers	IN	11/2024	06/2026
Corient Services Llc	Miami	FL	06/2026	Present
Corient	St. Petersburg	FL	06/2026	Present

12/1994 → 10/2024

Biechele Royce, Inc.

Indianapolis, IN
11/2024 → 06/2026

Vivaldi Capital Management Lp

Fishers, IN
06/2026 → Present

Corient Services Llc

Miami , FL
06/2026 → Present

Corient

St. Petersburg, FL

Previous Registrations

2024-11-21 → 2026-06-17

Debussy Capital Management Lp

Fishers, IN
1998-10-20 → 2025-02-21

Biechele Royce Advisors, Inc.

Fishers, IN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-05-24
S63	Uniform Securities Agent State Law Examination	1990-04-23

S65 Uniform Investment Adviser Law Examination

1996-05-24
S63 Uniform Securities Agent State Law Examination

1990-04-23

Designations

Certified Financial Planner
Chartered Financial Consultant

View on SEC IAPD