James Edward Rutherford

Current Employers

Quartz Partners Investment Management

85 Railroad Place Suite 101A, Saratoga Springs, NY 12866 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-05-02

NY RA
APPROVED

Since 2023-05-02

Branch Locations

85 Railroad Place Suite 101A, Saratoga Springs, NY 12866 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Etico Wealth Management Llc	Clifton Park	NY	04/2016	Present
Etico Partners Llc	Clifton Park	NY	01/2018	Present
Quartz Partners Investment Management	Clifton Park	NY	05/2023	Present

04/2016 → Present

Etico Wealth Management Llc

Clifton Park, NY
01/2018 → Present

Etico Partners Llc

Clifton Park, NY
05/2023 → Present

Quartz Partners Investment Management

Clifton Park, NY

Previous Registrations

2016-05-02 → 2023-10-25

Etico Wealth Management Llc

Saratoga Springs, NY
2015-10-08 → 2016-04-11

Cetera Investment Advisers Llc

Rensselear, NY
2014-04-04 → 2015-11-13

J P Turner & Company Capital Management, Llc

Rensselaer, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-03-12
S63	Uniform Securities Agent State Law Examination	1990-10-24

S66 Uniform Combined State Law Examination

2014-03-12
S63 Uniform Securities Agent State Law Examination

1990-10-24

View on SEC IAPD

Current Employers

Quartz Partners Investment Management

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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