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Katherine Jones Wimmer

Wimmer Associates LLC

Pasadena, CA

CRD 2053433

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Employer firm

Wimmer Associates LLC CRD 125243

$476M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Wimmer Associates Llc

155 North Lake Avenue Suite 440, Pasadena, CA 91101-1848 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-07
  • CA RA
    APPROVED
    Since 2025-09-07

Branch Locations

Pasadena, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wimmer Associates Llc Pasadena CA 03/2003 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-11-12
S65 Uniform Investment Adviser Law Examination 1990-04-06
  • S63 Uniform Securities Agent State Law Examination
    1993-11-12
  • S65 Uniform Investment Adviser Law Examination
    1990-04-06
Designations
  • Chartered Investment Counselor
Other Names
  • Katherine Anita Jones
  • Katherine Anita Jones
  • Katerine Anita Jones
  • Katherine Jones

View on SEC IAPD

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