David Rosa

Current Employers

Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2004-06-11

NJ RA
APPROVED

Since 2004-06-11

Branch Locations

1933 Bordentown Avenue, Parlin, NJ 08859 • United States

555 Cranbury Road, East Brunswick, NJ 08816 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pnc Investments	East Brunswick	NJ	06/2004	Present

06/2004 → Present

Pnc Investments

East Brunswick, NJ

Previous Registrations

2002-11-21 → 2004-06-25

Quick & Reilly, Inc.

Chatham, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-06-12
S63	Uniform Securities Agent State Law Examination	1997-05-30

S65 Uniform Investment Adviser Law Examination

1997-06-12
S63 Uniform Securities Agent State Law Examination

1997-05-30

View on SEC IAPD

Current Employers

Pnc Wealth Management Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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