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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2015-08-31 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
101 W. Main Street, 2Nd Floor, Moorestown, NJ 08057 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Moorestown | NJ | 08/2015 | Present |
| Private Advisor Group, Llc | Moorestown | NJ | 08/2015 | Present |
1) 9/22/2015: Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 100%. 2) 4/21/2016: Crump Insurance - Not Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/20/2016 - 5 Hours Per Month/1 Hours During Securities Trading. 3) 2/6/2019 - LTCi Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 01/09/2019 - 10 Hours Per Month/1 Hour During Securities Trading - LTC Insurance. 4) 9/17/2019 - Caprarola Group - Not Investment Related - Home Based & At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 09/06/2019 - 0 Hours Per Month. 5) 11/3/2020 - No Business Name - Investment Related - Sea Isle City, NJ - Real Estate Rental - Start Date: 12/13/2017 - 1 Hour Per Month/0 Hours During Securities Trading - Second home used for family primarily. 6) 4/7/2021 â?" CapWealth â?" Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 6/1/2021 - 250 Hours Per Month/8 Hours During Securities Trading. 7) 11/11/2021 - URL Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 11/08/2021 - 5 Hours Per Month/5 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-26 |
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