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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-08-31
  • NJ RA
    APPROVED
    Since 2015-08-31

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

101 W. Main Street, 2Nd Floor, Moorestown, NJ 08057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Moorestown NJ 08/2015 Present
Private Advisor Group, Llc Moorestown NJ 08/2015 Present
Previous Registrations
  • 2004-01-01 → 2015-08-31
    Moorestown, NJ
  • 2002-10-18 → 2004-01-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    Moorestown, NJ
Other Businesses

1) 9/22/2015: Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 100%. 2) 4/21/2016: Crump Insurance - Not Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/20/2016 - 5 Hours Per Month/1 Hours During Securities Trading. 3) 2/6/2019 - LTCi Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 01/09/2019 - 10 Hours Per Month/1 Hour During Securities Trading - LTC Insurance. 4) 9/17/2019 - Caprarola Group - Not Investment Related - Home Based & At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 09/06/2019 - 0 Hours Per Month. 5) 11/3/2020 - No Business Name - Investment Related - Sea Isle City, NJ - Real Estate Rental - Start Date: 12/13/2017 - 1 Hour Per Month/0 Hours During Securities Trading - Second home used for family primarily. 6) 4/7/2021 â?" CapWealth â?" Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 6/1/2021 - 250 Hours Per Month/8 Hours During Securities Trading. 7) 11/11/2021 - URL Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 11/08/2021 - 5 Hours Per Month/5 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-28
S63 Uniform Securities Agent State Law Examination 1990-10-26
  • S65 Uniform Investment Adviser Law Examination
    2000-06-28
  • S63 Uniform Securities Agent State Law Examination
    1990-10-26

View on SEC IAPD

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