Michael Richard Parziale

Rancho Sante Fe, CA

Rancho Santa Fe, CA

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2023-03-01
VA	RA	APPROVED	2016-11-09
CA	RA	APPROVED	2011-08-04
TX	RA	APPROVED	2011-08-04

AZ RA
APPROVED

Since 2023-03-01
VA RA
APPROVED

Since 2016-11-09
CA RA
APPROVED

Since 2011-08-04
TX RA
APPROVED

Since 2011-08-04

Branch Locations

Scottsdale, AZ • United States

6041 La Flecha Post Off Box 415, Rancho Sante Fe, CA 92067 • United States

6037 La Flecha Suite 200, Rancho Santa Fe, CA 92067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Rancho Sante Fe	CA	08/2011	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

08/2011 → Present

Morgan Stanley Smith Barney

Rancho Sante Fe, CA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2010-02-08 → 2011-08-09

Wells Fargo Clearing Services, Llc

San Diego, CA
2004-11-30 → 2010-02-09

Wells Fargo Investments, Llc

San Diego, CA

San Diego, CA
2003-08-11 → 2004-11-22

Banc Of America Investment Services, Inc.

San Diego, CA
1997-11-03 → 2003-08-25

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chagrin Falls, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-03-10
S63	Uniform Securities Agent State Law Examination	1990-09-04

S65 Uniform Investment Adviser Law Examination

1997-03-10
S63 Uniform Securities Agent State Law Examination

1990-09-04

View on SEC IAPD

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