Andrew R Zimmer

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2026 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Woodridge, IL
• 03/2025 → 11/2025
  Curi Capital
  Oakbrook Terrace, IL
• 11/2025 → 05/2026
  Not Employed
  Elmhurst, IL
• 12/2024 → 03/2025
  Not Employed
  Elmhurst, IL
• 08/2016 → 10/2020
  Raymond James Financial Services, Inc.
  Oakbrook Terrace, IL
• 08/2016 → 12/2020
  Raymond James Financial Services Advisors Inc.
  Oakbrook Terrace, IL
• 09/2016 → 12/2020
  Sage Private Wealth Group
  Oakbrook Terrace, IL
• 06/2018 → 12/2020
  Sage Private Wealth Group
  Oakbrook Terrace, IL
• 01/2021 → 09/2024
  Regal Securities
  Glenview, IL
• 01/2021 → 09/2024
  Regal Advisory Services, Inc.
  Glenview, IL
• 09/2024 → 12/2024
  Simplicity Wealth
  Summit, NJ
• 07/2026 → Present
  Bank Of America, N.A.
  Woodridge, IL

Previous Registrations

• 2025-04-16 → 2025-11-18
  Curi Capital, Llc
  Chicago, IL
  Oakbrook Terrace, IL
• 2024-09-26 → 2024-12-16
  Simplicity Wealth
  Lincolnshire, IL
  Summit, NJ
• 2021-01-08 → 2024-10-02
  Regal Advisory Services, Inc.
  Glenview, IL
• 2016-09-20 → 2021-01-29
  Sage Private Wealth Group, Llc
  Oakbrook Terrace, IL
• 2016-08-30 → 2020-10-05
  Raymond James Financial Services Advisors, Inc
  Oakbrook, IL
  Park Ridge, IL
  Oakbrook Terrace, IL
• 2014-01-27 → 2016-09-26
  Kingsbury Capital Investment Advisors Llc
  Wilmette, IL
• 2010-05-28 → 2012-01-31
  Vestor Capital Partners, Llc
  Chicago, IL
• 2002-08-15 → 2010-06-28
  Zacks Investment Management, Inc.
  Chicago, IL
• 2002-05-20 → 2002-07-11
  Banc One Securities Corporation
  Skokie, IL

Other Businesses

I*4632296 Entity Type: N/A Name of OBA: A C Z Address: Elmhurst, Illinois, 60126 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/01/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Spouse

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-16
• S63 Uniform Securities Agent State Law Examination
  1990-06-01

Other Names

• Andy Zimmer
• Andrew Rudolph Zimmer
• Andrew Rudolph Zimmer