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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-10
  • NJ RA
    APPROVED
    Since 2023-08-10

Branch Locations

1800 Route 34 Bldg 2 Ste 201, Wall, NJ 07719 • United States

Lavallette, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Co St Paul MN 01/1988 08/2023
Securian Financial Services, Inc. Neptune NJ 04/1990 08/2023
Mid Atlantic Resource Group Wall NJ 01/1988 Present
Mid Atlantic Benefit Strategies Wall NJ 10/2002 Present
Cetera Wealth Services, Llc Wall NJ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
1800 Equity Partners Llc Wall NJ 03/2024 Present
  • 01/1988 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 04/1990 → 08/2023
    Securian Financial Services, Inc.
    Neptune, NJ
  • 01/1988 → Present
    Mid Atlantic Resource Group
    Wall, NJ
  • 10/2002 → Present
    Mid Atlantic Benefit Strategies
    Wall, NJ
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Wall, NJ
  • 08/2023 → Present
    Schaumburg, IL
  • 03/2024 → Present
    1800 Equity Partners Llc
    Wall, NJ
Previous Registrations
  • 2002-07-18 → 2023-08-10
    Securian Financial Services, Inc.
    Neptune, NJ
    Wall, NJ
    St. Paul, MN
Other Businesses

1. DANE MIHLON & ASSOC POSITION: Agent/Broker NATURE: Referral Agreement INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2013 ADDRESS: , Shrewsbury NJ , United States DESCRIPTION: Agent/Broker 2. MARG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2002 ADDRESS: , Wall NJ , United States DESCRIPTION: Agent/Broker 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: 871 MOUNTAIN AVE, SPRINGFIELD, NJ 07081; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 7/2020; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: PROPERTY & CASUALTY; 4. NAME OF OTHER BUSINESS: 1800 EQUITY PARTNERS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING LLC; START DATE: 3/2024; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY - NO DUTIES; 5. NAME OF OTHER BUSINESS: MARG FINANCIAL ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 7/23/26 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-12-06
S65 Uniform Investment Adviser Law Examination 1997-01-08
  • S63 Uniform Securities Agent State Law Examination
    1997-12-06
  • S65 Uniform Investment Adviser Law Examination
    1997-01-08

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