Mark Frederick Rodgers

Employer firm

Texas Capital Bank Private Wealth Advisors CRD 298422

$4.19B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 05/2021
  Wells Fargo Bank, N.A.
  Dallas, TX
• 05/2021 → 02/2022
  Truist Bank
  Dallas, TX
• 02/2022 → 04/2024
  Truist Investment Services, Inc.
  Dallas, TX
• 04/2024 → Present
  Tcbi Securities
  Dallas, TX
• 04/2024 → Present
  Texas Capital Bank Private Wealth Advisors
  Dallas, TX
• 04/2024 → Present
  Texas Capital Bank
  Dallas, TX

Previous Registrations

• 2022-06-21 → 2024-04-15
  Truist Advisory Services, Inc.
  Dallas, TX
  Dallas, TX
• 2016-07-14 → 2016-12-31
  Wells Fargo Clearing Services, Llc
  Dallas, TX
  Fort Worth, TX
• 2015-02-10 → 2015-10-06
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
  Fort Worth, TX

Other Businesses

Texas Capital Bank; Investment-related; 2000 McKinney Ave., Ste. 1800, Dallas, TX; Private Client Advisor; started April 2024; 160 hours per month and 130 hours during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2022-06-17
• S63 Uniform Securities Agent State Law Examination
  1990-06-01

Other Names

• Mark Frederick Rodgers
• Mark Rodgers