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Christopher William Hasircoglu

Lancaster County Financial Group, LLC

Lancaster, PA

CRD 2052507

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Employer firm

Lancaster County Financial Group, LLC CRD 149693

$69.2M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Lancaster County Financial Group, Llc

247 N. Shippen St. Suite 10, Lancaster, PA 17602 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-05-24
  • PA RA
    APPROVED
    Since 2010-05-24

Branch Locations

247 N. Shippen St. Suite 10, Lancaster, PA 17602 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities Service Network, Inc. Lancaster PA 11/1992 09/2020
Lancaster County Financial Group, Llc Lancaster PA 05/2010 Present
Securities America, Inc. Lancaster PA 09/2020 06/2024
Osaic Wealth, Inc. Lancaster PA 06/2024 Present
  • 11/1992 → 09/2020
    Securities Service Network, Inc.
    Lancaster, PA
  • 05/2010 → Present
    Lancaster, PA
  • 09/2020 → 06/2024
    Securities America, Inc.
    Lancaster, PA
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Lancaster, PA
Other Businesses

CHRISTOPHER HASIRCOGLU POSITION: to provide insurance products to fulfill client needs. NATURE: Independent life insurance and health insurance sales. An occasional SPIA. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/1990 ADDRESS: 247 N Shippen St, Suite 10, Lancaster PA 17602 DESCRIPTION: I sell an occasional term life insurance policy to clients as needed. I sell short term medical health insurance as a service to my clients. For completeness sake I will disclose that my business name is also registered in PA as an insurance agency even though I never took an application in the name of Lancaster County Financial Group. This was a result of a PA Insurance Dept inquiry into my health insurance sales activities. LANCASTER COUNTY FINANCIAL GROUP, LLC POSITION: Manager of client funds NATURE: Lancaster County Financial Group, LLC as my RIA name. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 05/01/2010 ADDRESS: 247 N Shippen St, Suite 10, Lancaster PA 17602 DESCRIPTION: I manage client portfolios for a fee. As shown above, I am also a registered representative through Osaic Wealth, Inc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-13
S63 Uniform Securities Agent State Law Examination 1990-07-11
  • S65 Uniform Investment Adviser Law Examination
    2009-04-13
  • S63 Uniform Securities Agent State Law Examination
    1990-07-11
Other Names
  • Chris Hasircoglu

View on SEC IAPD

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