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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-24
VA RA APPROVED 2007-02-16
  • TX RA
    APPROVED_RES
    Since 2022-01-24
  • VA RA
    APPROVED
    Since 2007-02-16

Branch Locations

Wells Fargo Center/ 440 Monticello Avenue Suite 2000, Norfolk, VA 23510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Norfolk VA 02/2007 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-29
S63 Uniform Securities Agent State Law Examination 1993-10-01
  • S65 Uniform Investment Adviser Law Examination
    2000-08-29
  • S63 Uniform Securities Agent State Law Examination
    1993-10-01
Other Names
  • Tracy Lynn Wright

View on SEC IAPD

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