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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-07-21 |
| NJ | RA | APPROVED | 2025-04-07 |
Branch Locations
6400 C St Sw, Cedar Rapids, IA 52499 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Newark | NJ | 11/2014 | 03/2025 |
| Prudential Insurance Company Of America | Newark | NJ | 11/2014 | 03/2025 |
| Transamerica Financial Advisors, Inc | Cedar Rapids | IA | 04/2025 | Present |
| World Financial Group, Inc. | Cedar Rapids | IA | 03/2025 | Present |
| Pruco Securities Llc | Newark | NJ | 11/2014 | 01/2025 |
As an employee of Transamerica Financial Advisors, Inc., employee may perform home office functions for other business units.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-27 |
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