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Current Employers
Texas Capital Bank Private Wealth Advisors

2000 Mckinney Avenue Suite 700, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-28
  • TX RA
    APPROVED
    Since 2023-02-28

Branch Locations

2000 Mckinney Avenue Suite 700, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Institutional Services, Inc Dallas TX 05/2010 04/2017
Unemployed Plano TX 05/2017 03/2018
Hd Vest Investment Services Irving TX 03/2018 02/2019
Wentworth Management Services Frisco TX 02/2021 08/2021
Cobra Trading Plano, Tx TX 02/2019 02/2021
Purshe Kaplan Sterling Investments Albany NY 02/2021 08/2021
Level Four Advisory Services, Llc Dallas TX 09/2021 01/2023
Level Four Financial, Llc Dallas TX 09/2021 01/2023
Texas Capital Bank Dallas TX 01/2023 Present
Tcbi Securities Dallas TX 02/2023 Present
Texas Capital Bank Wealth Advisor Dallas TX 02/2023 Present
  • 05/2010 → 04/2017
    Capital Institutional Services, Inc
    Dallas, TX
  • 05/2017 → 03/2018
    Unemployed
    Plano, TX
  • 03/2018 → 02/2019
    Hd Vest Investment Services
    Irving, TX
  • 02/2021 → 08/2021
    Wentworth Management Services
    Frisco, TX
  • 02/2019 → 02/2021
    Cobra Trading
    Plano, Tx, TX
  • 02/2021 → 08/2021
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 09/2021 → 01/2023
    Level Four Advisory Services, Llc
    Dallas, TX
  • 09/2021 → 01/2023
    Level Four Financial, Llc
    Dallas, TX
  • 01/2023 → Present
    Texas Capital Bank
    Dallas, TX
  • 02/2023 → Present
    Tcbi Securities
    Dallas, TX
  • 02/2023 → Present
    Texas Capital Bank Wealth Advisor
    Dallas, TX
Previous Registrations
Other Businesses

1) TEXAS CAPITAL BANK WEALTH ADVISOR / INVESTMENT RELATED / 2000 MCKINNEY AVE., DALLAS, TX 75201 / RIA / IAR / START 02/2023 / 1HR / IAR 2) TEXAS CAPITAL BANK / NOT INVESTMETN RELATED / 2000 MCKINNEY AVE., DALLAS, TX 75201 / COMMERCIAL BANK / ASSISTANT VICE-PRESIDENT / START 01/2023 / 10HRS / RISK AND COMPLIANCE OFFICER 3) THREE HEAVENS FIST LLC / NOT INVESTMENT RELATED / 2300 MCDERMOTT RD #200-103, PLANO, TX 75025 / LLC CREATED FOR BUSINESS PURPOSES / OWNER / STARTS APRIL 2010 / 0 HRS, NIGHTS AND WEEKENDS ONLY / PROVIDE DJ SERVICE FOR BARS AND CLUBS 4) UNIVERSAL LIFE CHUCH | NOT INVESTMENT RELATED | 2720 1st Ave S, Seattle, WA 98134 | NON-DENOMINATIONAL CHURCH | MINISTER | 10.1.2025 | 0HRS DURING TRADING HOURS, WEEKNIIGHT AND WEEKENDS ONLY | OFFICIATE WEDDINGS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-17
S63 Uniform Securities Agent State Law Examination 1994-05-19
  • S66 Uniform Combined State Law Examination
    2022-03-17
  • S63 Uniform Securities Agent State Law Examination
    1994-05-19
Other Names
  • Al Tadeo

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