Alfonso Paragas Tadeo

Employer firm

Texas Capital Bank Private Wealth Advisors CRD 298422

$4.19B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 04/2017
  Capital Institutional Services, Inc
  Dallas, TX
• 05/2017 → 03/2018
  Unemployed
  Plano, TX
• 03/2018 → 02/2019
  Hd Vest Investment Services
  Irving, TX
• 02/2021 → 08/2021
  Wentworth Management Services
  Frisco, TX
• 02/2019 → 02/2021
  Cobra Trading
  Plano, Tx, TX
• 02/2021 → 08/2021
  Purshe Kaplan Sterling Investments
  Albany, NY
• 09/2021 → 01/2023
  Level Four Advisory Services, Llc
  Dallas, TX
• 09/2021 → 01/2023
  Level Four Financial, Llc
  Dallas, TX
• 01/2023 → Present
  Texas Capital Bank
  Dallas, TX
• 02/2023 → Present
  Tcbi Securities
  Dallas, TX
• 02/2023 → Present
  Texas Capital Bank Wealth Advisor
  Dallas, TX

Previous Registrations

• 2022-03-18 → 2023-02-28
  Level Four Advisory Services
  Dallas, TX

Other Businesses

1) TEXAS CAPITAL BANK WEALTH ADVISOR / INVESTMENT RELATED / 2000 MCKINNEY AVE., DALLAS, TX 75201 / RIA / IAR / START 02/2023 / 1HR / IAR 2) TEXAS CAPITAL BANK / NOT INVESTMETN RELATED / 2000 MCKINNEY AVE., DALLAS, TX 75201 / COMMERCIAL BANK / ASSISTANT VICE-PRESIDENT / START 01/2023 / 10HRS / RISK AND COMPLIANCE OFFICER 3) THREE HEAVENS FIST LLC / NOT INVESTMENT RELATED / 2300 MCDERMOTT RD #200-103, PLANO, TX 75025 / LLC CREATED FOR BUSINESS PURPOSES / OWNER / STARTS APRIL 2010 / 0 HRS, NIGHTS AND WEEKENDS ONLY / PROVIDE DJ SERVICE FOR BARS AND CLUBS 4) UNIVERSAL LIFE CHUCH | NOT INVESTMENT RELATED | 2720 1st Ave S, Seattle, WA 98134 | NON-DENOMINATIONAL CHURCH | MINISTER | 10.1.2025 | 0HRS DURING TRADING HOURS, WEEKNIIGHT AND WEEKENDS ONLY | OFFICIATE WEDDINGS

Exams

• S66 Uniform Combined State Law Examination
  2022-03-17
• S63 Uniform Securities Agent State Law Examination
  1994-05-19

Other Names

• Al Tadeo