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2000 Mckinney Avenue Suite 700, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-28 |
Branch Locations
2000 Mckinney Avenue Suite 700, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Institutional Services, Inc | Dallas | TX | 05/2010 | 04/2017 |
| Unemployed | Plano | TX | 05/2017 | 03/2018 |
| Hd Vest Investment Services | Irving | TX | 03/2018 | 02/2019 |
| Wentworth Management Services | Frisco | TX | 02/2021 | 08/2021 |
| Cobra Trading | Plano, Tx | TX | 02/2019 | 02/2021 |
| Purshe Kaplan Sterling Investments | Albany | NY | 02/2021 | 08/2021 |
| Level Four Advisory Services, Llc | Dallas | TX | 09/2021 | 01/2023 |
| Level Four Financial, Llc | Dallas | TX | 09/2021 | 01/2023 |
| Texas Capital Bank | Dallas | TX | 01/2023 | Present |
| Tcbi Securities | Dallas | TX | 02/2023 | Present |
| Texas Capital Bank Wealth Advisor | Dallas | TX | 02/2023 | Present |
1) TEXAS CAPITAL BANK WEALTH ADVISOR / INVESTMENT RELATED / 2000 MCKINNEY AVE., DALLAS, TX 75201 / RIA / IAR / START 02/2023 / 1HR / IAR 2) TEXAS CAPITAL BANK / NOT INVESTMETN RELATED / 2000 MCKINNEY AVE., DALLAS, TX 75201 / COMMERCIAL BANK / ASSISTANT VICE-PRESIDENT / START 01/2023 / 10HRS / RISK AND COMPLIANCE OFFICER 3) THREE HEAVENS FIST LLC / NOT INVESTMENT RELATED / 2300 MCDERMOTT RD #200-103, PLANO, TX 75025 / LLC CREATED FOR BUSINESS PURPOSES / OWNER / STARTS APRIL 2010 / 0 HRS, NIGHTS AND WEEKENDS ONLY / PROVIDE DJ SERVICE FOR BARS AND CLUBS 4) UNIVERSAL LIFE CHUCH | NOT INVESTMENT RELATED | 2720 1st Ave S, Seattle, WA 98134 | NON-DENOMINATIONAL CHURCH | MINISTER | 10.1.2025 | 0HRS DURING TRADING HOURS, WEEKNIIGHT AND WEEKENDS ONLY | OFFICIATE WEDDINGS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-19 |
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