Derek Robert Tam

Employer firm

Lido CRD 269866

$42.5B regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 07/2021
  Boston Private Wealth Llc
  San Francisco, CA
• 02/2023 → Present
  Lido Advisors, Llc
  Los Angeles, CA
• 07/2021 → 02/2023
  Svb Financial Group
  San Francisco, CA

Previous Registrations

• 2014-11-04 → 2023-02-27
  Svb Wealth
  San Francisco, CA
  San Francisco, CA
• 2013-08-07 → 2014-11-26
  Banyan Partners, Llc
  San Francisco, CA
• 2010-07-23 → 2013-08-07
  Silver Bridge
  Redwood City, CA
  Boston, MA
  San Francisco, CA
• 2007-08-21 → 2010-12-23
  H&S Financial Advisors Llc
  Redwood City, CA

Other Businesses

Hapa Brewing Company; not investment related; San Jose, California; Co-Owner/Investor; Board of Directors/Finance; 6-10 hrs/mnth during non business hours; 0 hours during trading hours;

Exams

• S66 Uniform Combined State Law Examination
  2007-07-27

Designations

• Certified Financial Planner