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Thomas Jefferson Rouse

Calton & Associates, Inc.

Tampa, FL

Ocala, FL

CRD 2051898

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Employer firm

Calton & Associates, Inc. CRD 20999

$1.58B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-07-29
  • FL RA
    APPROVED
    Since 2019-07-29

Branch Locations

Tampa, FL • United States

1333 Se 25Th Loop Suites 101, Ocala, FL 34471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rouse Financial Strategies Tampa FL 11/2006 Present
Proequities, Inc Tampa FL 06/2010 07/2019
Calton & Associates, Inc. Tampa FL 07/2019 Present
  • 11/2006 → Present
    Rouse Financial Strategies
    Tampa, FL
  • 06/2010 → 07/2019
    Proequities, Inc
    Tampa, FL
  • 07/2019 → Present
    Calton & Associates, Inc.
    Tampa, FL
Previous Registrations
  • 2010-06-11 → 2019-07-31
    Concourse Financial Group Securities, Inc.
    Tampa, FL
    Orlando, FL
    Tampa, FL
  • 2009-04-30 → 2010-06-21
    Principal Securities, Inc.
    Tampa, FL
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-23
  • S65 Uniform Investment Adviser Law Examination
    2009-04-23
Other Names
  • Tom Rouse

View on SEC IAPD

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