Richard M Borek

Current Employers

Sc Wealth Advisors

2 Mid America Plaza Suite 725, Oakbrook Terrace, IL 60181 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2019-09-20

IL RA
APPROVED

Since 2019-09-20

Branch Locations

2 Mid America Plaza Suite 725, Oakbrook Terrace, IL 60181 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Secure Capital Wealth Advisors Llc	Schaumburg	IL	06/2019	Present
Secure Capital Management Usa Llc	Schaumburg	IL	12/2014	Present

06/2019 → Present

Secure Capital Wealth Advisors Llc

Schaumburg, IL
12/2014 → Present

Secure Capital Management Usa Llc

Schaumburg, IL

Previous Registrations

2019-09-20 → 2025-12-31

Sc Wealth Advisors

Schaumburg, IL

Oakbrook Terrace, IL
2006-06-01 → 2014-12-08

Msi Financial Services, Inc.

Oak Brook, IL

Downers Grove, IL

Orland Park, IL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-07-09

S63 Uniform Securities Agent State Law Examination

1990-07-09

Designations

View on SEC IAPD