Charles Patrick Williams

Current Employers

Employment History

• 07/2008 → Present
  Northwestern University
  Evanston, IL
• 11/2010 → 05/2019
  Lpl Financial Llc
  Northbrook, IL
• 10/2010 → Present
  Independent Financial Partners
  Northbrook, IL
• 05/2019 → Present
  Ifp Securities, Llc
  Schaumburg, IL

Previous Registrations

• 2010-09-29 → 2010-12-31
  Sheridan Road Advisors, Llc
  Northbrook, IL
• 2008-07-29 → 2010-12-01
  Nrp Advisors, Inc.
  Northbrook, IL
  Bryan, OH
• 2005-11-03 → 2008-08-25
  Valley Financial Management, Inc.
  Chicago, IL
  Chicago, IL
• 2000-08-28 → 2005-11-04
  Invest Financial Corporation
  Chicago, IL

Other Businesses

1. 12/03/2010 - No Business Name - Not Investment Related - Other-TEACHER/INSTRUCTOR - ADJUNCT PROFESSOR - NORTHWESTERN UNIVERSITY SCHOOL OF CONTINUING STUDIES - TEACH CRP COURSE. 2. 9/8/2015 - INDEPENDENT FINANCIAL PARTNERS - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR HYBRID - IAR - START 01/01/2010 - 160 Hours Per Month During Securities Trading - ADVISOR WILL SERVE AS AN INVESTMENT ADVISOR REPRESENTATIVE UNDER THE INDEPENDENT FINANCIAL PARTNERS RIA. 3. 11/12/2015 - Northwestern University School of Continuing Studies - Investment Related - Northwestern Campus, Chicago Illinois - Other-Teacher/Instructor - Adjunct Professor - START 01/01/2005 - 3 Hours Per Month/0 Hours During Securities Trading - Adjunct Professor at Northwestern University teaching "Retirement Planning and Employee Benefits Course" for College of Continuing Studies students. 4. 12/11/2018 - Finspire, LLC - DBA - Investment Related - At Reported Business Location(s) - Registered Rep and IAR - Started 12/03/2018 - 90 Hours Per Month During Securities Trading - Provide financial advice for a percent of assets under management through Independent Financial Partners; 40 Hours Per Month During Securities Trading for BD

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-26
• S63 Uniform Securities Agent State Law Examination
  1990-06-18

Designations

Other Names

• Chuck Williams
• Charles P Williams