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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-27
CO RA APPROVED 2025-06-18
MN RA APPROVED 2013-11-21
  • TX RA
    APPROVED
    Since 2026-03-27
  • CO RA
    APPROVED
    Since 2025-06-18
  • MN RA
    APPROVED
    Since 2013-11-21

Branch Locations

Steamboat Springs, CO • United States

919 Old Highway 8 Nw Suite 400, New Brighton, MN 55112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 06/2002 Present
Fps Financial, Inc. New Brighton MN 06/2002 Present
Other Businesses

1)FPS FINANCIAL, INC.; PRESIDENT AND 50% OWNER OF ENTITY CREATED TO OPERATE SECURITIES BUSINESS 2)FPS FINANCIAL, INC, SELLING FIXED INSURANCE, AS INSURANCE AGENT, SPENDS160 HRS/MONTH, INVESTMENT RELATED. 3) NOTARY PUBLIC; NOT INVESTMENT RELATED; CONDUCTED AT BRANCH. 4) FPS FINANCIAL 401(K) PLAN; TRUSTEE: INVESTMENT RELATED; CONDUCTED AT BRANCH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-09
S63 Uniform Securities Agent State Law Examination 1990-05-10
  • S65 Uniform Investment Adviser Law Examination
    1993-11-09
  • S63 Uniform Securities Agent State Law Examination
    1990-05-10
Designations
Other Names
  • Mike Ovshak

View on SEC IAPD

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