Best Investors
Account
Sign in
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-27 |
| CO | RA | APPROVED | 2025-06-18 |
| MN | RA | APPROVED | 2013-11-21 |
Branch Locations
Steamboat Springs, CO • United States
919 Old Highway 8 Nw Suite 400, New Brighton, MN 55112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 06/2002 | Present |
| Fps Financial, Inc. | New Brighton | MN | 06/2002 | Present |
1)FPS FINANCIAL, INC.; PRESIDENT AND 50% OWNER OF ENTITY CREATED TO OPERATE SECURITIES BUSINESS 2)FPS FINANCIAL, INC, SELLING FIXED INSURANCE, AS INSURANCE AGENT, SPENDS160 HRS/MONTH, INVESTMENT RELATED. 3) NOTARY PUBLIC; NOT INVESTMENT RELATED; CONDUCTED AT BRANCH. 4) FPS FINANCIAL 401(K) PLAN; TRUSTEE: INVESTMENT RELATED; CONDUCTED AT BRANCH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 1990-05-10 |
Reach out to this advisor