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CRD 2051420
Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-12-07 |
| IA | RA | APPROVED | 2022-10-07 |
| TX | RA | APPROVED | 2022-10-07 |
Branch Locations
6600 Westown Pkwy Suite 257, West Des Moines, IA 50266 • United States
One N Jefferson Ave, St. Louis, MO 63103 • United States
1412 A Ave West Suite D [Office Of Convenience], Oakaloosa, IA 52566 • United States
Spirit Lake, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | West Des Moines | IA | 12/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | West Des Moines | IA | 11/2016 | 10/2022 |
| Wells Fargo Advisors Financial Network, Llc | West Des Moines | IA | 10/2022 | Present |
BOWMAN PROPERTIES,INVESTMENT RELATED, WEST DES MOINES, IA, 100% OWNERSHIP, START: 1/1/1999, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: OWNER. BOWMAN WEALTH MANAGEMENT, INVT RELATED, WEST DES MOINES, IA, 100% OWNERSHIP, START DATE 10/07/2022, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE. HATTERAS, LLC, NOT INVT RELATED, AUDUBON, IA, 7% OWNERSHIP, START DATE 1/1/1995, 5 HRS PER MONTH, 0 HRS DURING TRADING, AG SWINE PRODUCTION. LEAN PORK, LLC, NOT INVT RELATED, LEMARS, IA, 5% OWNERSHIP, START DATE 1/1/1995, 5 HRS PER MONTH, 0 HRS DURING TRADING, AG SWINE PRODUCTION. BOWMAN CATTLE COMPANY; NOT INV RELATED; WEST DES MOINES,IA; RAISING CATTLE FOR MARKET SALE;100% OWNERSHIP; START DATE: 12/18/2025; 4 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-23 |
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