Robert Rodriguez

Current Employers

Employment History

• 04/2012 → Present
  Concordia Wealth Management, Llc
  Concord, MA

Previous Registrations

• 2010-02-18 → 2012-08-29
  Finaccess Advisors Llc
  Miami, FL
• 2006-02-07 → 2010-02-17
  Finaccess International, Inc.
  Concord, MA

Other Businesses

(1.) NAME OF OBA: LOOKOUT FOUNDATION, INC.; ADDRESS OF OBA: C/O GMA FOUNDATIONS, 2 LIBERTY SQUARE, SUITE 500, BOSTON MA 02109; NATURE: NON-PROFIT FOUNDATION WORKING IN SUSTAINABLE AGRICULTURE AND FORESTS AND YOUTH AT RISK; INVESTMENT RELATED: YES; TITLE WITH OBA: TREASURER/DIRECTOR; DUTIES: OVERSIGHT OF FINANCIAL ACCOUNTING AND PORTFOLIO MANAGEMENT AND GRANTSMAKING; START DATE: 07/2010; APPROX. NUMBER OF HOURS/MONTH: 15; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 4; (2.) NAME OF OBA: TRUSTEE FOR CERTAIN CLIENT TRUSTS; ADDRESS OF OBA: CWM, 37 MAIN STREET, SUITE 1 CONCORD, MA 01742; NATURE: CLIENT TRUSTS; INVESTMENT RELATED: YES; TITLE WITH OBA: TRUSTEE; DUTIES: OVERSEEING TRUST ACTIVITIES INCLUDING ACCOUNTING, TAX PREPARATION, AND PORTFOLIO OVERSIGHT; START DATE: 04/2014; APPROX. NUMBER OF HOURS/MONTH: 4; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1; (3.) NAME OF OBA: SUCCESSOR TRUSTEE FOR CERTAIN CLIENT TRUSTS; ADDRESS OF OBA: CWM, 37 MAIN STREET, SUITE 1 CONCORD, MA 01742; NATURE: CLIENT TRUSTS; INVESTMENT RELATED: YES; TITLE WITH OBA: SUCCESSOR TRUSTEE; DUTIES: DUTIES WILL NOT BEGIN UNTIL THE TRUSTS ARE FUNDED OR HE IS REQUESTED TO SUCCEED AN EXISTING TRUSTEE; START DATE: 09/2014; APPROX. NUMBER OF HOURS/MONTH: 0; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (4.) NAME OF OBA: TRUST PROTECTOR FOR CERTAIN CLIENT TRUSTS; ADDRESS OF OBA: CWM, 37 MAIN STREET, SUITE 1 CONCORD, MA 01742; NATURE: CLIENT TRUSTS; INVESTMENT RELATED: YES; TITLE WITH OBA: TRUST PROTECTOR; DUTIES: ADVISES TRUSTEE; NAMES SUCCESSOR TRUSTEE AND PROTECTOR IF NECESSARY: DISTRIBUTION OF ASSETS NOT INSTRUCTED UNDER TRUST; START DATE: 11/2017; APPROX. NUMBER OF HOURS/MONTH: 0; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (5.) NAME OF OBA: MANAGER OF CLIENT LLC; ADDRESS OF OBA: CWM, 37 MAIN STREET, SUITE 1 CONCORD, MA 01742; NATURE: MANAGER OF LLC FOR INVESTMENTS; INVESTMENT RELATED: YES; TITLE WITH OBA: MANAGER; DUTIES: OVERSEE ACCOUNTING, TAX AND PORTFOLIO MANAGEMENT OF LLC; START DATE: 12/2020; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-20