Peter A Scelfo

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Lpl Financial, Llc
  Jericho, NY

Previous Registrations

• 2012-10-01 → 2013-02-06
  J.P. Morgan Securities Llc
  Massapequa, NY
  Massapequa, NY
• 2009-05-02 → 2012-10-01
  Chase Investment Services Corp.
  Copiague, NY
  Seaford, NY
  Babylon, NY
  Bethpage, NY
  Massapequa, NY
  Massapequa, NY
  Massapequa, NY
  Carle Place, NY
  Seaford, NY
  Carle Place, NY
  East Meadow, NY
• 2006-07-27 → 2009-05-02
  Wamu Investments, Inc.
  Copiague, NY
  West Babylon, NY
  Deer Park, NY
  Babylon, NY
  Lindenhurst, NY
  Massapequa, NY
  Massapequa, NY
  Seaford, NY
  Bethpage, NY
  Wantagh, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-02-21
• S63 Uniform Securities Agent State Law Examination
  1990-12-21

Other Names

• Peter Scelfo