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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2021-08-03 |
| CA | RA | APPROVED | 2019-04-03 |
| TX | RA | APPROVED | 2019-04-03 |
Branch Locations
25220 Hancock Ave Suite 300, Murrieta, CA 92562 • United States
804 South Street Suite #2, Rapid City, SD 57701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Temecula | CA | 10/2008 | 04/2019 |
| Bank Of America, N.A. | Temecula | CA | 09/2009 | 04/2019 |
| Stifel Nicolaus & Co Inc | Murrieta | CA | 04/2019 | Present |
HAWK PROPERTIES LLC;(family held LLC) 70975 Meadowview Court, Rapid City SD 57702;real estate properties;4/16/19;0.00 Hour(s) Per Day;investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-06-16 |
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