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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
| UT | RA | APPROVED | 2023-06-29 |
Branch Locations
110 E Harmon Ave, Las Vegas, NV 89109 • United States
114 W Winchester Street, Suite 100, Murray, UT 84107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Salt Lake Bsi, Inc. | Salt Lake City | UT | 01/2006 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 6/2022 APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 8; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND FIXED ANNUITIES ; 2) NAME OF OTHER BUSINESS: REAL SOURCE, INVESTMENT RELATED: NO, NATURE OF BUSINESS: COMMERCIAL REAL ESTATE MANAGEMENT FIRM. POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, START DATE: JUNE 2006 APX NUMBER OF HOURS PER YEAR: 8 HOURS PER YEAR, BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER - MEET TWO TIMES A YEAR TO VIEW BUSINESS ACTIVITY. 3) NAME OF OTHER BUSINESS: FINANCIAL NETWORK FID WEST, LLC. INVESTMENT RELATED: YES, ADDRESS: 1275 FORT UNION BLVD. SUITE 116. COTTONWOOD HEIGHT, UTAH. NATURE OF BUSINESS: FINANCIAL SERVICES, POSITION/TITLE/RELATIONSHIP: PRESIDENT, START DATE: 08/24/2009, BRIEF DESCRIPTION OF DUTIES: PRESIDENT OF FINANCIAL NETWORK FID WEST. 4) NAME OF OTHER BUSINESS: PEAK FINANCIAL NETWORK SOLUTIONS, INVESTMENT RELATED: YES, ADDRESS: 1275 FORT UNION BLVD. SUITE 116. COTTONWOOD HEIGHT, UTAH. NATURE OF BUSINESS: FINANCIAL SOLUTION'S, POSITION/TITLE/RELATIONSHIP: PRESIDENT, BRIEF DESCRIPTION OF DUTIES: PRESIDENT - CONTRACT AND BUILD RELATIONSHIPS. CONTRACT WITH INDIVIDUALS OR INSTITUTIONS TO PROVIDE PROGRAM MANAGEMENT; 5) NAME OF OTHER BUSINESS: DEAR VALLEY RESORT INVESTMENT RELATED: NO ADDRESS: PARK CITY, UT NATURE OF BUSINESS: SKI RESORT START DATE: 12/2016 POSITION/TITLE/RELATIONSHIP: INSTRUCTOR NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PART TIME INSTRUCTOR 6) NAME OF OTHER BUSINESS: DPPH, LLC; INVESTMENT RELATED: NO; ADDRESS: 1265 FORT UNION BLVD SUITE 115, COTTONWOOD HEIGHTS, UT 84047; NATURE OF BUSINESS: REAL ESTATE HOLDING COMPANY; START DATE: 10/2017; POSITION/TITLE/RELATIONSHIP: OWNER / PARTNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: OWNER / PARTNER DUTIES; 7) NAME OF OTHER BUSINESS: HILLS ARE ALIVE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: RECEIVE COMPENDATION, SUPPORT BUSINESS, EXPENSE MANAGEMENT;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-24 |
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