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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
UT RA APPROVED 2023-06-29
  • NV RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29
  • UT RA
    APPROVED
    Since 2023-06-29

Branch Locations

110 E Harmon Ave, Las Vegas, NV 89109 • United States

114 W Winchester Street, Suite 100, Murray, UT 84107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Salt Lake Bsi, Inc. Salt Lake City UT 01/2006 Present
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/2006 → Present
    Salt Lake Bsi, Inc.
    Salt Lake City, UT
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 6/2022 APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 8; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND FIXED ANNUITIES ; 2) NAME OF OTHER BUSINESS: REAL SOURCE, INVESTMENT RELATED: NO, NATURE OF BUSINESS: COMMERCIAL REAL ESTATE MANAGEMENT FIRM. POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, START DATE: JUNE 2006 APX NUMBER OF HOURS PER YEAR: 8 HOURS PER YEAR, BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER - MEET TWO TIMES A YEAR TO VIEW BUSINESS ACTIVITY. 3) NAME OF OTHER BUSINESS: FINANCIAL NETWORK FID WEST, LLC. INVESTMENT RELATED: YES, ADDRESS: 1275 FORT UNION BLVD. SUITE 116. COTTONWOOD HEIGHT, UTAH. NATURE OF BUSINESS: FINANCIAL SERVICES, POSITION/TITLE/RELATIONSHIP: PRESIDENT, START DATE: 08/24/2009, BRIEF DESCRIPTION OF DUTIES: PRESIDENT OF FINANCIAL NETWORK FID WEST. 4) NAME OF OTHER BUSINESS: PEAK FINANCIAL NETWORK SOLUTIONS, INVESTMENT RELATED: YES, ADDRESS: 1275 FORT UNION BLVD. SUITE 116. COTTONWOOD HEIGHT, UTAH. NATURE OF BUSINESS: FINANCIAL SOLUTION'S, POSITION/TITLE/RELATIONSHIP: PRESIDENT, BRIEF DESCRIPTION OF DUTIES: PRESIDENT - CONTRACT AND BUILD RELATIONSHIPS. CONTRACT WITH INDIVIDUALS OR INSTITUTIONS TO PROVIDE PROGRAM MANAGEMENT; 5) NAME OF OTHER BUSINESS: DEAR VALLEY RESORT INVESTMENT RELATED: NO ADDRESS: PARK CITY, UT NATURE OF BUSINESS: SKI RESORT START DATE: 12/2016 POSITION/TITLE/RELATIONSHIP: INSTRUCTOR NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PART TIME INSTRUCTOR 6) NAME OF OTHER BUSINESS: DPPH, LLC; INVESTMENT RELATED: NO; ADDRESS: 1265 FORT UNION BLVD SUITE 115, COTTONWOOD HEIGHTS, UT 84047; NATURE OF BUSINESS: REAL ESTATE HOLDING COMPANY; START DATE: 10/2017; POSITION/TITLE/RELATIONSHIP: OWNER / PARTNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: OWNER / PARTNER DUTIES; 7) NAME OF OTHER BUSINESS: HILLS ARE ALIVE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: RECEIVE COMPENDATION, SUPPORT BUSINESS, EXPENSE MANAGEMENT;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-12
S63 Uniform Securities Agent State Law Examination 1990-10-24
  • S65 Uniform Investment Adviser Law Examination
    1999-08-12
  • S63 Uniform Securities Agent State Law Examination
    1990-10-24
Designations

View on SEC IAPD

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