Best Investors Account Sign in
Inactive

James Kenneth Horton

James Horton, LLC

Rehoboth, MA

Claim This Profile
Current Employers
James Horton, Llc

Rehoboth, MA • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2003-01-01
MA RA APPROVED 2000-08-27
  • RI RA
    APPROVED
    Since 2003-01-01
  • MA RA
    APPROVED
    Since 2000-08-27

Branch Locations

Rehoboth, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James Horton, Llc Rehoboth MA 10/2000 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-17
S63 Uniform Securities Agent State Law Examination 1990-09-12
  • S65 Uniform Investment Adviser Law Examination
    1995-07-17
  • S63 Uniform Securities Agent State Law Examination
    1990-09-12
Other Names
  • James Kenneth Horton

View on SEC IAPD

More in Rehoboth, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor