Kevin Frank Shamblin

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-08-22
FL	RA	APPROVED	2025-04-07
MI	RA	APPROVED	2010-11-01

TX RA
APPROVED_RES

Since 2025-08-22
FL RA
APPROVED

Since 2025-04-07
MI RA
APPROVED

Since 2010-11-01

Branch Locations

Rochester, MI • United States

1108 North Main Street, Rochester, MI 48307 • United States

Naples, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Rochester	MI	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Rochester, MI
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-07-16 → 2009-06-01

Morgan Stanley & Co. Llc

Birmingham, MI

Rochester, MI
1999-07-28 → 2002-05-31

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rochester, MI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-07-08
S63	Uniform Securities Agent State Law Examination	1990-06-01

S66 Uniform Combined State Law Examination

2010-07-08
S63 Uniform Securities Agent State Law Examination

1990-06-01