David Wayne Plouse

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2013-11-01

PA RA
APPROVED

Since 2013-11-01

Branch Locations

1288 N. Mountain Road, Ste B, Harrisburg, PA 17112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Grace United Methodist Church	Hummelstown	PA	01/2005	Present
Lpl Financial, Llc	Harrisburg	PA	10/2013	Present

01/2005 → Present

Grace United Methodist Church

Hummelstown, PA
10/2013 → Present

Lpl Financial, Llc

Harrisburg, PA

Previous Registrations

2011-02-02 → 2013-11-01

Waddell & Reed

Camp Hill, PA
2009-06-01 → 2011-01-04

Morgan Stanley

Camp Hill, PA

Camp Hill, PA
2008-04-24 → 2009-06-01

Citigroup Global Markets Inc.

Harrisburg, PA

Camp Hill, PA
2005-12-16 → 2006-09-06

Equitable Advisors, Llc

Lancaster, PA

Lancaster, PA

Other Businesses

1. 10/31/2013 - HOLLER FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 100%.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-12-09

S66 Uniform Combined State Law Examination

2005-12-09

Other Names

David Plouse

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

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