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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-09-14 |
Branch Locations
874 Harper Rd. Suite 109, Kerrville, TX 78028 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Farm Insurance-Agent Mark Caudle | Dallas | TX | 04/2009 | Present |
| State Farm Vp Management Corp. | Dallas | TX | 04/2009 | Present |
| Howland Advisory Corp | Dallas | TX | 01/2010 | 10/2016 |
| Quest Capital Management | Dallas | TX | 04/2015 | 10/2016 |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 09/14/20 2) FINLEY FINANCIAL SERVICES, 874 Harper Rd., Kerrville TX 78028, 09/2018, W2 Employee, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-02 |
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