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David Cooper Oosterbaan

Dco Capital Management LLC

Chicago, IL

CRD 3137071

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Employer firm

Dco Capital Management LLC CRD 142637

$24.0M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Dco Capital Management Llc

440 S. Lasalle St., Suite 1822, Chicago, IL 60605 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-11-01
IL RA APPROVED 2014-04-14
  • MI RA
    APPROVED
    Since 2024-11-01
  • IL RA
    APPROVED
    Since 2014-04-14

Branch Locations

440 S. Lasalle St., Suite 1822, Chicago, IL 60605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Kalamazoo MI 07/2009 Present
  • 07/2009 → Present
    Self Employed
    Kalamazoo, MI
Other Businesses

I'M A MEMBER AND MANAGING MEMBER OF JACKSON PARTNERSHIP LLC, THIS LLC WILL BE DISOLVED ONCE DCO CAPITAL MANAGEMENT LLC IS ESTABLISHED. JACKSON PARTNERSHIP LLC IS CONSIDERED A PRIVATE FUND UNDER THE SEC RULE 203(B)(3)-1 THERE ARE LESS THAN 10 MEMBERS AND ALL MEMBERS ARE ACCREDITED INVESTORS. JACKSON PARTNERHSIP WAS STARTED IN JUNE OF 2001. I'M ALSO A PRIVATE REAL ESTATE INVESTOR AND WORK AS A CONSULTANT FOR RECRUITING/BUSINESS DEVELOPMENT ON AN INDEPENDENT CONTRACTOR BUSINESS. I HAVE BEEN INVOLVED IN REAL ESTATE INVESTING FOR SEVERAL YEARS AND AS A CONSULTANT FOR BUSINESS DEVLOPMENT/RECRUITMENT SINCE THE SUMMER OF 2009. I SPEND A COUPLE HOURS A DAY ON THESE EFFORTS AND THE TIME SPENT MAY OR MAY NOT BE DURING THE SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-22
S63 Uniform Securities Agent State Law Examination 1999-05-06
  • S65 Uniform Investment Adviser Law Examination
    2011-08-22
  • S63 Uniform Securities Agent State Law Examination
    1999-05-06

View on SEC IAPD

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