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575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-06-06 |
Branch Locations
10801 Johnston Rd Suite 216, Charlotte, NC 28226 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rm Stark & Co Inc. | Charlotte | NC | 10/1996 | 06/2017 |
| Harbour Investments, Inc | Madison | WI | 06/2017 | Present |
1)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 2)Kluttz Financial Partners - DBA 3)McGregor Downs suite owners | 10801 Johston Road, Charlotte, NC 28226 | Board President | Description: Preside over board meetings and enforce building by-laws | Beginning 1/2025 | 2 hours per month, 0 during trading hours | Unpaid | Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-25 |
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