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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-04-03 |
| NH | RA | APPROVED | 2007-07-31 |
Branch Locations
43 Constitution Dr., Bedford, NH 03110 • United States
43 Constitution Dr., Bedford, NH 03110 • United States
Northfield, NH • United States
43 Constitution Drive, Bedford, NH 03110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2004-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northeast Planning Associates, Inc. | Bedford | NH | 11/2004 | Present |
| Lpl Financial Llc | Bedford | NH | 07/2007 | Present |
1. 07/27/2007 - Northeast Planning Associates Inc - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 11/16/2007 - REGISTERED INVESTMENT ADVISOR - NORTHEAST PLANNING ASSOCIATES, INC. - REGISTERED ADMINISTRATIVE ASSOCIATE - TIME SPENT 100% - BEDFORD, NH. 3. 09/06/2012 - OTHER-NOTARY PUBLIC - NOTARY PUBLIC IN THE STATE OF NH AND PROVIDE THIS SERVICE FREE OF CHARGE TO FRIENDS AND BUSINESS ASSOCIATES / TIME SPENT 1%
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-10-13 |
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