Best Investors
Account
Sign in
Best Investors
Account
Sign in
Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-02-26 |
| TX | RA | APPROVED | 2026-02-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 03/1990 | 10/2018 |
| Alight Financial Solutions, Llc | Huntersville | NC | 11/2018 | 06/2021 |
| The Vanguard Group, Inc. | Charlotte | NC | 01/2026 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 01/2026 | Present |
| Unemployed | Huntersville | NC | 06/2021 | 01/2026 |
| Vanguard Advisers, Inc. | Charlotte | NC | 01/2026 | Present |
NAME OF BUSINESS: LIFE INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: HUNTERSVILLE, NC NATURE OF BUSINESS: INSURANCE LICENSE POSITION:N/A START DATE: 06/2003 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: ACCIDENT AND HEALTH OR SICKNESS INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: HUNTERSVILLE, NC NATURE OF BUSINESS: INSURANCE LICENSE POSITION:N/A START DATE: 06/2003 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: VARIABLE LIFE AND VARIABLE ANNUITY INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: HUNTERSVILLE, NC NATURE OF BUSINESS: INSURANCE LICENSE POSITION:N/A START DATE: 01/2008 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-10 |
Reach out to this advisor